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Policy Statement Archives
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Points to Consider: Ethical, Legal,
and Psychosocial Implications of
Genetic Testing in Children and
Adolescents |
AJHG, 57:1233-41, 1995 |
Address for correspondence: Dr. Benjamin S.
Wilfond, Pediatric Pulmonary Section,
Arizona Health Science Center, 1501 North
Campbell Avenue, Tucson, AZ 85724. E-mail:
Wilfond@resp-sci.arizona.edu
Address for reprints: Elaine Strass,
Executive Office of ASHG, 9650 Rockville
Pike, Suite 3500, Bethesda, MD 20814.
This report focuses on genetic testing in
response to a family history of genetic
disease or to parents' request for genetic
testing. For purposes of this report,
testing is distinguished from screening,
with the latter referring to
population-based programs that are more
likely to be initiated by a provider or
institution, e.g., in the newborn period or
in the school setting. The word "children"
refers to individuals <18 years of age, but
special considerations for adolescents are
discussed within this report. This report
applies equally to adopted children and
children awaiting placement for adoption.
This report acknowledges that genetics
services are provided by geneticists,
genetic counselors, neurologists,
oncologists, and primary-care physicians and
nurses, all of whom are included as
providers.
Copyright 1995 by The American Society of
Human Genetics. All rights reserved.
0002-9297/95/5705-0031$02.00
The American Society of Human Genetics
Board of Directors and The American College
of Medical Genetics Board of Directors
Rapid developments in genetic knowledge and
technologies increase the ability to test
asymptomatic children for late-onset
diseases, disease susceptibilities, and
carrier status. These developments raise
ethical and legal issues that focus on the
interests of children and their parents.
Although parents are presumed to promote the
well-being of their children, a request for
a genetic test may have negative
implications for children, and the
health-care provider must be prepared to
acknowledge and discuss such issues with
families.
This report is grounded in several social
concepts: First, the primary goal of genetic
testing should be to promote the well-being
of the child. Second, the recognition that
children are part of a network of family
relationships supports an approach to
potential conflicts that is not adversarial
but, rather, emphasizes a deliberative
process that seeks to promote the child's
well-being within this context. Third, as
children grow through successive stages of
cognitive and moral development, parents and
professionals should be attentive to the
child's increasing interest and ability to
participate in decisions about his or her
own welfare.
Counseling and communication with the child
and family about genetic testing should
include the following components: (1)
assessment of the significance of the
potential benefits and harms of the test,
(2) determination of the decision-making
capacity of the child, and (3) advocacy on
behalf of the interests of the child. The
following points should be considered:
I. Points to Consider
A. The Impact of Potential Benefits and
Harms on Decisions about Testing
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Timely medical benefit to the child
should be the primary justification for
genetic testing in children and
adolescents. Under this condition,
genetic testing is similar to other
medical diagnostic evaluations. Medical
benefits include preventive measures and
therapies, as well as diagnostic
information about symptomatic children.
If the medical benefits are uncertain or
will be deferred to a later time, this
justification for testing is less
compelling.
-
Substantial psychosocial benefits to the
competent adolescent also may be a
justification for genetic testing. The
benefits and harms of many genetic tests
are psychosocial rather than physical.
Relevant issues include anxiety,
self-image, uncertainty, and the impact
on decisions relating to reproduction,
education, career, insurance, and
lifestyle.
-
If the medical or psychosocial benefits
of a genetic test will not accrue until
adulthood, as in the case of carrier
status or adult-onset diseases, genetic
testing generally should be deferred.
Exceptions to this principle might occur
when the adolescent meets conditions of
competence, voluntariness, and adequate
understanding of information. Further
consultation with other genetic services
providers, pediatricians, psychologists,
and ethics committees may be appropriate
to evaluate these conditions.
-
If the balance of benefits and harms is
uncertain, the provider should respect
the decision of competent adolescents
and their families. These decisions
should be based on the unique
circumstances of each family. The
provider should enter into a thorough
discussion about the potential benefits
and harms and should assess the family's
understanding of these issues.
-
Testing should be discouraged when the
provider determines that potential harms
of genetic testing in children and
adolescents outweigh the potential
benefits. A health-care provider has no
obligation to provide a medical service
for a child or adolescent that is not in
the best interest of the child or
adolescent.
B. The Family's Involvement in Decision
Making
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Education and counseling for parents and
the child, commensurate on maturity,
should precede genetic testing.
Follow-up genetic counseling and
psychological counseling also should be
readily available. Providers of genetic
testing should be prepared to educate,
counsel, and refer, as appropriate.
-
The provider should obtain the
permission of the parents and, as
appropriate, the assent of the child or
consent of the adolescent. Decisions
about competence should not depend
arbitrarily on the child's age but
should be based on an evaluation of the
child's cognitive and moral development.
The provider should also attempt to
establish that the child's decision is
voluntary.
-
The provider is obligated to advocate on
behalf of the child when he or she
considers a genetic test to be - or not
to be - in the best interest of the
child. Continued discussion about the
potential benefits and harms - and about
the interests of the child - may be
helpful in reaching a consensus.
-
A request by a competent adolescent for
the results of a genetic test should be
given priority over parents' requests to
conceal information. When possible,
these issues should be explored prior to
testing. When a younger child is tested
and the parents request that the
provider not reveal results, the
provider should engage the parents in an
ongoing discussion about the benefits
and harms of the nondisclosure, the
child's interest in the information, and
when and in what manner the results
should be disclosed.
C. Considerations for Future Research
As genetic testing for children and
adolescents becomes increasingly feasible,
research should focus on the effectiveness
of proposed preventive and therapeutic
interventions and on the psychosocial impact
of tests. Such data are necessary to define
the empirical benefits and harms of testing
before judgments about the advisability of
testing are formulated.
II. Discussion
Benefits and Harms of Genetic Testing in
Children
Parents sometimes request that their
children be tested for adult-onset problems,
so that they can address psychosocial
issues. Such nonmedical uses by parents are
one of the most controversial issues in
testing children (Working Party of the
Clinical Genetics Society 1994). While some
providers argue that parents should be able
to obtain such information (Pelias 1991),
other providers suggest that access to such
information should be restricted or
prohibited if the children will realize
little or no immediate medical benefit
(Harper and Clarke 1990). Some geneticists
already limit testing for adult-onset
diseases to individuals who are >18 years of
age, e.g., in some protocols for Huntington
disease (Bloch and Hayden 1990) and breast
cancer (Biesecker et al. 1993). One
justification has been that, since such
testing requires informed consent, and since
children are not competent to give consent,
therefore children should not be tested.
However, this argument is so broad that it
would preclude all pediatric care.
As with any other medical intervention, when
children do not have the capacity to provide
voluntary, informed consent, the decisive
consideration in genetic testing in children
should be the welfare of the child.
Decisions about genetic testing in children
should be based on an assessment of the
possible benefits and harms that may be
associated with the tests (see table 1). The
putative benefits and harms include medical,
psychosocial, and reproductive issues that
have implications for the child, the
immediate family, and more distant
relatives.
Medical issues.
Medical issues include the possibilities of
treatment and prevention, decisions about
surveillance, and the resolution of
questions about prognosis and diagnosis.
-
Treatment and prevention. Tests that
offer children the potential for
therapeutic benefit are most likely to
be supported by the public and by
medical professionals. For example,
testing for familial hypertrophic
cardiomyopathy, a disease associated
with increased risk for sudden death,
allows drug therapy to prevent
arrhythmias (Maron et al. 1987).
Individuals identified as having genetic
diseases or disease susceptibility may
also benefit from preventive advice
about lifestyle changes. For example,
children with familial hyperlipidemia
may benefit from dietary restrictions (Cortner
et al. 1993).
Although some medical benefits from
diagnosis in childhood are established,
others remain unconfirmed- and may even
be associated with the possibility of
harm. One possible harm to a child
determined to have a deleterious gene is
increased medical tests and treatment
regimens that may not have proved
benefits. For example, presymptomatic
diagnosis of cystic fibrosis has not yet
demonstrated any medical benefit and may
be associated with increased costs,
unnecessary treatments, and familial
distress (Farrell and Mischler 1992).
Thus, the potential for benefit of
unestablished treatment and/or
prevention regimens is a questionable
justification for testing. Empirical
verification of the benefits and harms
of prevention and treatment should
precede recommendations for routine
testing (Wilfond and Nolan 1993; Marteau
1994).
-
Surveillance. Genetic testing can
identify patients with an increased
susceptibility to disease. The
identification of genes associated with
cancer might prompt surveillance to
detect presymptomatic cancer. For some
disorders, such as retinoblastoma,
monitoring is associated with effective
treatment (Gallie et al. 1991), although
the medical benefit of surveillance is
less certain in other syndromes with
cancer predispositions (Li et al. 1992;
Garber and Diller 1994). The benefits of
tests depend on the accuracy of
additional diagnostic tools and
protocols and diminish when early
detection fails to improve the patient's
prognosis.
-
Reduction of surveillance. When genetic
testing excludes a child from risk for a
disease, the child may benefit from
discontinued medical surveillance. Thus,
a child with a prior risk for Von
Hippel-Lindau disease may avoid further
surveillance procedures when test
results are normal (Glenn et al. 1992).
-
Refinement of prognosis. Genetic testing
can be helpful in refining prognosis,
either when it leads to a precise
diagnosis or when the genotype is well
correlated with phenotype. The severity
of phenotypic expression in diseases
associated with trinucleotide repeats is
often correlated with the number of
repeats (Sutherland and Richards 1993).
-
Clarification of diagnosis. Genetic
testing may provide clarification of an
uncertain diagnosis if diagnostic data
from other sources are inconclusive, or
if interpretations of diagnostic data
are limited by the sensitivity of other
evaluations. DNA studies are now
especially useful in confirming a
diagnosis of fragile X, because
conventional cytogenetic studies may
yield equivocal results (Tarleton and
Saul 1993), or in confirming a diagnosis
of neurofibromatosis in patients whose
physical exams are inconclusive (Hofman
and Boehm 1992).
Testing children may also benefit other
family members when it is necessary to
improve the reliability of linkage
analysis and mutation analysis desired
by other family members. However,
participants in such studies should
understand that unexpected information
about paternity or adoption could be
revealed.
Psychosocial issues.
Psychosocial issues associated with medical
problems or preexisting issues may be either
exacerbated or alleviated by testing. The
provider should discuss these issues with
children and parents. The presence of severe
anxiety or other psychopathology should be
an indication for further psychological
intervention-and not necessarily an
indication for genetic testing.
-
Reduction of uncertainty. A significant
psychological benefit of genetic testing
is resolution of uncertainty. Data from
adults at risk for Huntington disease
confirmed a reduction of anxiety, both
in persons determined by linkage
analysis not to be at risk and in those
found to be at increased risk, while the
least reduction of anxiety occurred in
those who had indeterminate test results
(Wiggins et al. 1992). Even for
individuals identified as having a
life-shortening disease, testing may
lead to appropriate adjustment and
preparation.
Both parents and children may be anxious
about their uncertain future. Genetic
testing, even if confirming the presence
of disease, may remove the uncertainty
and allow parents the opportunity to
confront the issues directly. When test
results are favorable, psychological
benefits may accrue to both parents and
children.
-
Alteration of self-image. Children with
genetic diseases may suffer a loss of
self-esteem during a critical period
when children's self-identity is
developing (Koocher 1986). Children's
understanding of illness and disease is
often limited and may foster self-blame
for their disease (Perrin and Gerrity
1981). If a child's genetic information
is disclosed outside the family, the
ensuing loss of privacy may exacerbate
poor self-esteem. Alternatively, in some
instances, an affected child may view
the disease state as being normal and
may even develop positive attitudes of
identification with the affected family
member (Petersen and Boyd, in press).
Those individuals whose tests reveal
that they are not at genetic risk may
develop "survivor guilt," based on the
knowledge that one or more of their
siblings will develop-and perhaps die
from-a serious genetic disease (Wexler
1985). For a child who is at risk of
carrying recessive genes, the status of
"not knowing" may allow the child to
assume that he or she is a carrier and
to share some of the burden (Fangs and
Johnson 1993). For some children, whose
assumption of carrier status provides an
important source of self-identity, the
knowledge of being a noncarrier could
generate a shift in such identity.
Further, the fact that siblings may make
unfounded assumptions about their
genetic status emphasizes the need for
thorough age-appropriate genetic
counseling, regardless of a decision to
provide a genetic test during childhood.
-
Impact on family relationships.
Presymptomatic diagnosis in children
also has the potential to alter the
relationships that exist between parents
and their offspring and among siblings
(Fangs and Johnson 1993). A child known
to have a deleterious gene may be
overindulged, rejected, or treated as a
scapegoat (Gardiner 1969). The
"vulnerable child" syndrome occurs when
the perception of serious illness causes
parents to become overprotective and to
restrict a child's participation in
childhood activities (Green and Solnit
1964), responses that can occur even
when test results reveal a normal
genotype. Unaffected siblings may also
experience altered relationships with
their parents, particularly in the case
of children who feel disenfranchised if
they see that an affected sibling is
receiving a disproportionate amount of
care and attention (Carandang et al.
1979).
Testing a child for an adult-onset
disease may inadvertently provide
predictive information to other family
members, who may not be interested in
this information. However, identifying a
child with a genetic disease or a gene
predisposing to disease could benefit
relatives who may wish to consider
testing for themselves. Although the
provider might presume an obligation to
inform other family members at risk,
some patients may prefer not to inform
other family members. Current
recommendations (President's Commission
for the Study of Ethical Problems in
Medicine and Biomedical and Behavioral
Research 1983) and practices (Wertz and
Fletcher 1988) suggest that the
patient's wishes for confidentiality
should be respected as long as the
failure to disclose genetic information
is not likely to result in immediate
serious physical harm to the relative.
-
Impact on life planning. Information
about future health can have
implications for planning one's life.
The possibility of serious disease or
early death may influence an
individual's educational goals,
occupational choices, and specific
career plans. This information also may
influence choice of domicile, perhaps to
live closer to family, to other support
systems, or to adequate medical
facilities. Genetic test results may
have financial implications for
retirement planning and for obtaining
life, disability, and health insurance
(McEwen et al. 1993).
Individuals at risk for developing a
disease or for transmitting a
deleterious gene to their children may
be stigmatized and subject to
inappropriate discrimination (Billings
et al. 1992). Expectations of others for
education, social relationships, and/or
employment may be significantly altered
when a child is found to carry a gene
associated with a late-onset disease or
susceptibility. Such individuals may not
be encouraged to reach their full
potential, or they may have difficulty
obtaining education or employment if
their risk for early death or disability
is revealed. Presymptomatic diagnosis
may preclude insurance coverage (Ostrer
et al. 1993) or may thwart long-term
goals such as advanced education or home
ownership (Billings et al. 1992; Alper
and Natowicz 1993). Finally, this
information could be used to assess the
suitability of both parents and children
in questions of adoption (Wertz et al.
1994). At present, the extent of
protection under the Americans with
Disabilities Act of 1990 is unclear and
untested (Natowicz et al. 1992).
Reproductive issues.
Reproductive issues continue to be a major
source of concern when genetic testing is
contemplated. Genetic information often
influences the reproductive choices of
individuals at risk for transmitting a
genetic disorder, although genetics-service
providers strive to offer nondirective
counseling. Individuals who want to avoid
having a child with a certain genetic
disorder have several options, including
adoption, artificial insemination by donor,
in vitro fertilization with preimplantation
diagnosis, prenatal diagnosis, and
termination of pregnancy. Prenatal
diagnosis, when feasible, offers benefits
independent of abortion, including improved
perinatal management and the opportunity to
prepare psychologically for the birth of an
affected child or by changing employment,
obtaining insurance, or moving closer to
social support services or medical
facilities.
Reproductive benefits may be of minimal
value to children--and even to sexually
active adolescents who are not likely to
make family--planning decisions primarily on
the basis of their genetic status.
Additionally, children may not receive
genetic information in an understandable or
usable form-or at the appropriate time for
the benefit to accrue. However, the
knowledge of presymptomatic disease in a
young child could have some impact on the
reproductive decisions of parents, who may
use this information for prenatal diagnosis
in future pregnancies or to make decisions
about the number or spacing of future
children.
Promoting the Interests of Children and
Their Families
Parents generally have the authority to make
medical decisions for their children. This
authority may be limited if a decision is
likely to cause a child serious harm without
the prospect of compensating benefit. What
further complicates these issues in genetic
testing is the uncertainty about the
putative benefits and harms. Additionally,
as children grow, their ability to
participate in decisions increases, and, at
times, their choices may be at odds with the
wishes of their parents. These issues
emphasize the provider's obligations to
explore both the interests of children and
the interests of their parents.
Presumption of parental authority.
Presumption of parental authority is a
fundamental principle for families and
professionals who are discussing genetic
testing for children.
-
Roots of parental authority.
Prior to the 20th century, the law
viewed children as chattel, or property,
of their fathers (Melton 1983). Although
children were certainly valued, parents
had full authority to make decisions
about raising their offspring. Although
children today are viewed as individuals
rather than as property, the law still
recognizes parental authority over
decisions relating to a child's
education, nourishment, medical care,
and general well-being (Pelias 1991).
The most compelling justification for
parental authority focuses on the
well-being of the child and acknowledges
that parents are usually in the best
position to make such a determination
and have the greatest interest in making
decisions to promote the well-being of
the child (Melton 1983). A second
justification for parental authority
rests on the interests of parents in
their own self-determination, including
the authority to make decisions on
behalf of their children (Holder 1988).
This justification derives in part from
the moral principle of autonomy, a
concept that supports the personal
choices of individuals, without
interference from third parties such as
health-care providers or the government.
This principle is the basis of the
doctrine of informed consent, the
precept that competent adults must
receive appropriate information and give
consent for diagnostic tests or
therapeutic interventions. Because most
children lack the capacity to make
appropriate decisions, this role
generally falls to the parents or
guardians, who, by extension of their
own autonomy, are entitled to make
decisions on behalf of their children
(Buchanan and Brock 1989).
-
Limits of parental authority. In
spite of the presumption of parental
prerogative, parental authority can be
limited if there are objective reasons
to believe that a decision or action has
significant potential for an adverse
impact on the health or well-being of
the child (Wadlington 1983). Such
limitations are best exemplified by
child-abuse and -neglect laws, which
prohibit parents from acts of omission
or commission that could or do result in
serious harm to the child.
The law also requires parents to provide
certain medical benefits for their
children, even if those benefits are
contrary to the beliefs of the parents.
Newborn screening for phenylketonuria (PKU)
may be justified because of the child's
interest in dietary treatment to avoid
mental retardation (Laberge and Knoppers
1990). Similarly, immunizations may be
required both in the interest of the
child and in the interest of the public
health. Further, specific life-saving
treatments, such as blood transfusions
and treatment for bacterial meningitis,
may be administered over the objections
of a child's parents, because these
treatments have a high probability of
restoring the child to health (American
Academy of Pediatrics Committee on
Bioethics 1988).
Parents also may be legally constrained
in choosing medical interventions for
their children. Parents may not, for
example, generally authorize the
involuntary sterilization of their minor
children, without approval of a court of
law (Reilly 1991). Nor are parents at
complete liberty to consent to having
their children used as research
subjects. Although competent adults may
consent to participate in nontherapeutic
research, federal regulations stipulate
that parents may give permission for
their child's participation in
nontherapeutic research only if the
research meets more stringent
requirements of benefit and safety (45
CFR 46.408, 1994).
In the clinical setting, providers may
refuse to provide requested diagnostic
or therapeutic interventions that offer
no or few benefits but that incur more
than minimal risk or cost. Although
respect for personal autonomy reinforces
the principle of noninterference by
third parties, patients are not at
liberty to assert entitlements to
services by third parties (Brett and
McCullough 1986; Youngner 1988). For
example, providers are not obligated to
acquiesce to parental requests for
antibiotics for viral infections or for
a computed-tomography scan for
evaluation of a simple headache. The
provider does, however, have a
responsibility to explain why he or she
will not provide the requested
intervention and, if feasible, to
identify other providers who may be
willing to provide the requested
services.
-
Legal trend to recognize the
authority of minors. Although the
law protects the autonomy of adults, on
the presumption that adults are
competent to make their own decisions,
the law presumes that minors are not
competent in this respect. Many states,
however, permit adolescents to consent
to medical treatment in the absence of
parental consent (Wadlington 1983;
Holder 1988). These states recognize a
"mature minor rule," which views some
adolescents as capable of understanding
the consequences of some medical
decisions. Mature-minor rules are
circumstance specific and generally
address situations in which the state
has an interest in the adolescent's
seeking medical attention that might not
be sought if the problem were disclosed
to the parents. These circumstances
typically include reproductive issues,
such as contraception, as well as
sexually transmitted diseases. Other
sensitive areas, such as treatment for
drug and alcohol abuse and
psychotherapy, are protected as well.
The "emancipated minor" status also
acknowledges an adolescent as competent
to make decisions, by virtue of adult
status under the law. For example,
adolescents who are living on their own
or who are married, pregnant, or have
children are generally permitted to make
medical and other decisions usually
reserved for adults.
The decision-making capacity of the
child.
Although 18 years of age is the general
legal standard for decision making, the
concepts of the mature minor and the
emancipated minor derive, in part, from
empirical observations about the gradual
development of a child's cognitive skills
and moral reasoning. These capacities mature
over time and at different rates in
different children (Weithorn 1983; Buchanan
and Brock 1989). As children progress
through successive stages of development,
they become capable of greater participation
in decisions about their own welfare. The
child's maximal participation, commensurate
with his or her best capacity, may even
contribute to the further development of
these very skills. Thus, there are strong
psychological and philosophical
justifications for a more nuanced
understanding that grants some level of
decision-making authority to children <18
years of age.
Competence to make decisions depends on
three broad capacities: the capacity for
understanding and communication, the
capacity for reasoning and deliberation, and
the capacity to develop and sustain a set of
moral values (Buchanan and Brock 1989). By
the age of 7 years, children can usually
begin to participate in decisions, since
they have sufficient cognitive and language
skills to understand some information. Thus,
in the United States, a 7-year-old is
generally entitled to give "assent" to
participation in research involving human
subjects (45 CFR 46.408, 1994). Although
consent requires competence to make an
independent choice, assent only requires a
rudimentary understanding of risk and
benefit--and a decision to participate or
not (Grodin 1994).
During adolescence, children begin to
develop concepts of mortality, cause and
effect, and right and wrong, as well as a
sense of connection to the future (Buchanan
and Brock 1989). As adolescents'
decision-making capacity increases,
additional consideration should be given to
their wishes, even when these wishes differ
from those of their parents or when these
wishes are not clearly in the child's best
interest. Adolescents may have a genuine
interest in information about career and
child-bearing choices, although they may
still be vulnerable to coercion by family or
peers, to stigmatization, or to altered
self-image. By the age of 12 or 14 years,
some children, though, will have sufficient
decision-making capacity to evaluate the
specific risks and benefits of tests or
treatments (Wadlington 1983; Weithorn 1983).
The provider as a fiduciary for the
child.
The provider, as fiduciary for the child,
must be conscientious about considering
requests for testing, as well as requests
for nondisclosure.
-
Assessing requests for tests. Providers
of genetics services emphasize the
importance of a nondirective approach in
the counseling of patients about
reproductive issues. However,
health-care providers also have a
fiduciary relationship with patients and
often make specific recommendations
about medical services. Providers caring
for children may discourage actions that
may be adverse to the interests or the
well-being of the child. Although
providers generally should respect
parents' wishes, the provider ultimately
must balance the responsibilities to the
health and well-being of the child and
to the wishes of the parents. Thus, a
provider must sometimes evaluate whether
a request by parents is appropriate in
view of the relative benefits and harms
to a child. In situations where these
factors are primarily psychosocial
rather than medical, such an assessment
may be difficult.
Until more information is available
regarding the risks and benefits of
genetic testing, the provider's guiding
principle continues to be primum non
nocere--first do no harm. Thus, when
faced with uncertainty, the provider may
be obligated to avoid the possibility of
harm, rather than to provide unclear
benefits. There may be rebuttable
presumption to defer testing unless the
risk/ benefit ratio is favorable. On the
other hand, in specific cases where the
benefits and harms of genetic testing
are more uncertain, more weight should
be given to the wishes of the competent
adolescent and the parents. These issues
are not always straightforward, and, at
the very least, the provider has a
responsibility to engage in detailed
conversations with the family. Parents
may overestimate the power of genetic
testing or be unaware of potential
risks. It also may be advisable to
obtain consultation from other
genetic-service providers,
pediatricians, psychologists, and ethics
committee, to evaluate benefits/harms,
decision-making capacity, and
voluntariness. Sometimes a dialogue with
parents about the nature of testing will
lead to a consensus about its value to
the child and the family. If a consensus
is not attainable, the provider may
decline to conduct the test or might
suggest other providers, who may be
willing to provide the testing.
The practice of medical genetics
provides some examples of tests that may
not be in the best interest of the
child. For example, parents may request
a determination of their young
daughter's Tay-Sachs carrier status, for
the purpose of encouraging her to be
sexually responsible when she is older.
The possibility of stigmatization
without any clear immediate benefit is a
serious concern. On the other hand,
different issues may arise when, to help
the parents make their own
family-planning and socioeconomic
decisions, parents request that young
children be tested for adult-onset
diseases. For example, the parents
choice about future children might be
dependent on the genetic status of the
child, or parents may wish to know about
adult-onset diseases prior to deciding
how much to save for a college
education. In such cases, the balance
swings between benefit to the family and
benefit to the child. The unique
potential of presymptomatic genetic
testing to predict a child's future
should be approached with great caution.
Adolescents who request tests prompt
additional considerations. For example,
if an adolescent requests testing for
Huntington disease, it may be important
to ascertain whether the request
originates from the adolescent or from
the parent. In the face of uncertain
benefits and harms, an adolescent's
request for a test necessitates an
individual assessment of competence and
voluntariness.
-
Assessing requests for nondisclosure.
Parents occasionally may request that a
test result not be disclosed to the
child. This may pose a conflict between
the interest of the parents in making
decisions that they believe are for the
well-being of the child and the interest
of the child in self-determination. As
the child matures, justifying such a
request may become more difficult, even
if the provider agrees that disclosure
might not promote the well-being of the
child.
A request for nondisclosure may indicate
some ambivalence on the part of the
parent regarding the significance of the
test results-and thus a potential for
harm either from the parent's
interpretation of the test results or
from the child's eventual discovery of
the concealment. The provider should
consider deferring testing pending a
detailed discussion of these issues.
If genetic testing occurs prior to the
request for nondisclosure to the child,
the provider may wish to defer a
decision about disclosure. until after
the issues have been explored fully.
Factors such as the age of the child,
the need for medical interventions, and
the need for the child to participate in
therapeutic plans must be explored in
comprehensive genetic counseling. It is
recommended that, on reaching adulthood,
the individual should be informed of the
existence of the test results and should
be given the option to know the results.
Conclusion
Providers who receive requests for genetic
testing in children must weigh the interests
of children and those of their parents and
families. The provider and the family both
should consider the medical, psychosocial,
and reproductive issues that bear on
providing the best care for children. This
will require the provider to engage
individual families in comprehensive
discussions of these issues and to provide
them with specific information and
recommendations about genetic testing.
Because such testing has potential for both
great benefit and great harm, and because
the availability of tests continues to
expand, providers of genetic services will
play increasingly important roles in
counseling families about the suitability of
genetic testing for their children.
Endorsements
This report was approved and adopted by The
American Society of Human Genetics (ASHG)
Board of Directors and the American College
of Medical Genetics (ACMG) Board of
Directors. It has also been endorsed by the
following organizations: Alliance of Genetic
Support Groups, Council of Regional Networks
for Genetic Services, International Society
of Nurses in Genetics, National Society of
Genetic Counselors, and American Academy of
Pediatrics.
Acknowledgments
This report was drafted by a subcommittee of
the ASHG Social Issues Committees: Benjamin
S. Wilfond, M.D., University of Arizona,
Tucson (chair); Mary Z. Pelias, Ph.D., J.D.,
Louisiana State University, New Orleans (cochair);
Bartha Maria Knoppers, Ph.D., J.D.,
Universit‚ de Montreal, Montreal; Philip R.
Reilly, M.D., J.D., Boston; and Dorothy C.
Wertz, Ph.D., Boston. Additional
contributions were made by members of the
ASHG and ACMG Social Issues Committee,
including Paul Billings, M.D., Veterans
Affairs Medical Center, Palo Alto; Lynn Dale
Fleisher, Ph.D., J.D., Sidley & Austin,
Chicago; Peter Rowley, M.D., University of
Rochester, Rochester, NY; Charles Strom,
M.D., Ph.D., Illinois Masonic Medical
Center, Chicago; and Randi Zinberg, M.S.,
Mt. Sinai Medical School, New York. The
subcommittee is also grateful for comments
and contributions from Patricia Boyd, Ph.D.,
Johns Hopkins University, Baltimore; Ellen
Wright Clayton, M.D., J.D., Vanderbilt
University, Nashville; Joanna Fanos, Ph.D.,
National Institutes of Health, Bethesda;
Dorene Markel, M.S., M.H.S.A., University of
Michigan, Ann Arbor; and Katherine
Schneider, M.P.H., Dana Farber Cancer
Institute, Boston.
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